DID RICHARD CHRISTOPHER STOYECK CAUSE YOU INVESTMENT LOSSES?

Richard Stoyeck Formerly With Titus Rockefeller, LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Richard Stoyeck formerly with Titus Rockefeller, LLC?

Richard Stoyeck (CRD #842122)

Investment Losses? Let’s talk.

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Richard Stoyeck Customer Complaints

Richard Stoyeck has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and award against Richard Stoyeck for $572,000 in compensatory damages, $100,000 in punitive damages, plus attorney’s fees, costs and other sanctions. Three of the other customer disputes settled by the adviser’s former employers in favor of the investors. One FINRA Arbitration proceeding is still pending against his employers for his alleged misconduct.

Allegations Against Richard Stoyeck

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitability
• Overconcentration of client’s accounts.
• Churning.
• Breach of fiduciary duty and fraudulent misrepresentations.

Richard Stoyeck Red Flags & Your Rights As An Investor

Of course, Richard Stoyeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stoyeck at Titus Rockefeller, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Stoyeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titus Rockefeller, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Titus Rockefeller, LLC Due To Richard Stoyeck

If you have questions about Titus Rockefeller, LLC and/or Richard Stoyeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.