DID RENE TAPIA ESPINOZA CAUSE YOU INVESTMENT LOSSES?

Rene Espinoza Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Rene Espinoza of Ameriprise Financial Services, LLC?

Rene Espinoza (CRD #4050886)

Investment Losses? Let’s talk.

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Rene Espinoza Customer Complaints

Rene Espinoza has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner & Smith in favor of the investor. Ameriprise Financial Services recently denied another customer complaint and the investor has yet to file an arbitration proceeding.

Allegations Against Rene Espinoza

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentation of material information about variable annuity contract.
• Failure to follow customer’s instructions.

Rene Espinoza Red Flags & Your Rights As An Investor

Of course, Rene Espinoza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rene Espinoza at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Rene Espinoza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our 

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (833) 300-6983/a> or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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