DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES?

Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Raymond Samuels Customer Complaints

Raymond Samuels has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by UBS Financial Services and to date, the investors have not taken any further action.

Allegations Against Raymond Samuels

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

• Failure to follow customer’s instructions regarding variable life insurance product.
• Failure to make suitable investments and managed account.

Raymond Samuels Red Flags & Your Rights As An Investor

Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels

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