Our firm is investigating RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRAYMOND JAMES FINANCIAL SERVICES, INC. financial advisor and registered representative Jaden S. Gurney (CRD# 6158502) of Richfield, Utah for potential investment-related misconduct.
Based on his publicly available registration history, Jaden S. Gurney began his securities registration in 2013 and was regisTRANSAMERICA FINANCIAL ADVISORS, INC (Hurricane, Utah) from February 2013 through September 2015. red with LPL FINANCIAL LLC (Richfield, Utah) from August 2015 through July 2024 (B) and from October 2016 thr He has beenRAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC and RAYMOND JAMES FINANCIAL SERVICES, INC. in Richfield, Utah since July 18, 2024.
Jaden S. Gurney Fraud Allegations and Investor Complaints Explained
FINRAA”,”self-regulatory organization”]BrokerCheck reflects one customer dispute disclosure for
Disclosures (for context)
- Customer Dispute (Customer Complaint) — Pending — Allegation: Failure to follow instructions; Product Type: Mutual Fund; **Al0 (with an “over $5,000” explanation); Date Complaint Received: August 4, 2025; **Employing Firm at time of alleged conduct:LPL FINANCIAL LLC; Status: Pending.
FINRA Customer Complaint (Pending) Alleging Failure to Follow Instructions — Mutual Fund
According to the disclosure, the cure to follow instructions” involving a mutual fund transaction(s), with the complaint received on August 4, 2025 and currently listed as pending. The disclosure reports alleged damages as $0.00, while also stating an “Over $5,000.00” explanation regarding damages.
The broker-reported narrative states that the complaint was submitted after his departure from a role with a banking institution and “does not accurately reflect” his actions or conduct, while maintaining a commitment to professional standards.
To obtain a copy of Jaden S. Gurney’s FINRA BrokerCheck report, visit this link.
Robert Wayne Pearce Is Committed to Recovering Your Investment Losses
Our Focus: FINRA Arbitration and Investor Recovery
When an investor reports losses tied to mishandled instructions, unauthorized activity, or other sales-practice violations, recovery may be pursued through FINRA arbitration—depending on the facts, documentation, and what was communicated and confirmed at the time the instructions were given and the trade was placed. (Law Offices of Robert Wayne Pearce, P.A)
What Investors Should Preserve
Investors evaluating a potential claim should retain account statements, confirmations, written instructions (emails/texts), notes of phone calls, and any messages reflecting the timing and substance of trade directions—because “failure to follow instructions” disputes often turn on the paper trail.
FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) broadly requires brokers and member firms to observe high standards of commercial honor and just and equitable principles of trade. In a complaint alleging failure to follow customer instructions, Rule 2010 is often cited because disregarding or mishandling a customer’s clear trading direction can implicate baseline duties of fair dealing and ethical conduct in the handling and execution of transactions.
FINRA Rule 4511 (Books and Records) requires firms to make and preserve required records. In an instructions-based dispute, order entry records, confirmations, communications, and supervisory documentation can become central to assessing what instructions were received, how the trade was processed, and whether the records support (or contradict) the customer’s version of events. For additional background on LPL’s regulatory and compliance landscape (including recordkeeping issues discussed in public materials), see LPL Financial complaints.
FINRA Rule 3110 (Supervision) requires member firms to establish and maintain a supervisory system reasonably designed to achieve compliance with applicable securities laws and FINRA rules. Where a customer alleges instructions were not followed, supervision can become relevant if the facts suggest breakdowns in how instructions were captured, confirmed, escalated, or reviewed—particularly when a dispute points to process failures rather than a simple misunderstanding. For more on supervision principles and related investor claims, see failure to supervise.
Losing your savings to a dishonest broker or advisor can be devastating, but you do not have to face it alone. Robert Wayne Pearce and his team have spent over four decades helping investors who were misled or defrauded by Wall Street firms. The Law Offices of Robert Wayne Pearce, P.A. takes cases nationwide on a contingency fee basis. You pay nothing unless we recover your losses. Call (800) 732-2889 or email pearce@rwpearce.com today for a free and confidential consultation.