DID RANDALL KENT MINAS CAUSE YOU INVESTMENT LOSSES?

Randall Minas Of Stifel, Nicolaus & Company, Incorporated, Has 6 Customer Complaints For Alleged Broker Misconduct

Randall Minas Customer Complaints

Randall Minas has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Randall Minas’ former employer, Merrill Lynch Pierce Fenner and Smith, in favor of the investors. His employers denied the other 2 customer complaints and, to date, no further action has been taken.

Allegations Against Randall Minas

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitable investment recommendations of mutual funds.
• Violation of Colorado securities act in breach of fiduciary duty.
• Poor research and investment recommendations.
• Unauthorized trading and churning.

Randall Minas Red Flags & Your Rights As An Investor

Of course, Randall Minas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Minas at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Randall Minas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Randall Minas

If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Randall Minas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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