DID RAKESH RAJ BANSAL CAUSE YOU INVESTMENT LOSSES?

Rakesh Bansal NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Rakesh Bansal Customer Complaints

Rakesh Bansal has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. The other customer complaint was recently denied by the brokerage firm and the investor has yet to file any arbitration proceedings.

Allegations Against Rakesh Bansal

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to disclose risks and fees associated with variable annuity contract.
• Unauthorized purchase of mutual funds.
• Forgery associated with application related to annuity policy.

Rakesh Bansal Red Flags & Your Rights As An Investor

Of course, Rakesh Bansal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rakesh Bansal at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Rakesh Bansal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Rakesh Bansal

If you have questions about NYLife Securities LLC and/or Rakesh Bansal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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