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DID MOHSEN BABAEIAN CAUSE YOU INVESTMENT LOSSES?

Mohsen Babaeian Of Ameriprise Financial Services, LLC And Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Mohsen Babaeian Customer Complaints

Mohsen Babaeianhas been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by either Mohsen Babaeian’s current or former employers and, to date, the investors have not taken any further action.

Allegations Against Mohsen Babaeian

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendation involving structured notes.
  • Failure to follow client’s instruction to cancel purchase of variable index linked annuity.

Mohsen Babaeian Red Flags & Your Rights As An Investor

Of course, Mohsen Babaeian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mohsen Babaeian at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mohsen Babaeianhas engaged in any stockbroker misconduct that may have caused them investment losses. Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.