| Read Time: 2 minutes | Morgan Stanley Complaints|News & Articles |

DID MICHAEL WILLIAM COUGHLIN CAUSE YOU INVESTMENT LOSSES?

Michael Coughlin Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Michael Coughlin Customer Complaints

Michael Coughlin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor the investor. The same brokerage firm denied another customer complaint related to closed-end funds and the investor took no further action.

Allegations Against Michael Coughlin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of closed-end funds.
  • Unsuitable investments in managed account in light of investor profile.

Michael Coughlin Red Flags & Your Rights As An Investor

Of course, Michael Coughlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Coughlin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Coughlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...