DID MARK ALAN CLINE CAUSE YOU INVESTMENT LOSSES?

Mark Cline Formerly With National Securities Corporation, B. Riley Wealth Management and Great Nation Investment Corporation Has 20 Customer Complaints For Alleged Broker Misconduct

Mark Cline Customer Complaints

In his career, Mark Kline has been the subject of 20 customer complaints that we know about seeking to recover investment losses. Fourteen of those customer complaints were settled in favor of the investors. Many of those complaints relate to GWG L bonds and the investment losses those customers suffered. There are currently 6 customer complaints still pending and FINRA arbitration proceedings.

Allegations Against Mark Cline

A sample of the allegations made in the customer complaints and/or FINRA arbitration claims for investment losses include the following:

• Advisor recommended unsuitable, illiquid private placement of L bonds issued by GWG Holdings, Inc.
• Suitability of real estate security investment.
• Suitability of private placement investment.
• Suitability of GWG L bonds.
• Suitability of Alternative investment.
• Suitability problems with options investment strategy.

Mark Cline Red Flags & Your Rights As An Investor<

Rate this Post

Loading...