Oct 6, 2025 | By Robert Pearce | Read Time: 2 minutes | Category Name |

DID MANEESH GUPTA CAUSE YOU INVESTMENT LOSSES?

About Maneesh Gupta formerly with PFS Investments Inc.?

Maneesh Gupta (CRD #6701667)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Maneesh Gupta Customer Complaints and Reviews

There was one Customer Dispute noted on his record (CRD #6701667):

Customer Dispute:
Date Filed: February 26, 2024
Complaint: A customer alleged that Gupta misrepresented the features of their fixed annuity contracts, leading to dissatisfaction with the product.
Outcome: The matter was settled on March 14, 2024, for $17,869.55.

Allegations Against Maneesh Gupta

Customer Complaint Allegations:
The complaint alleged that Gupta provided inaccurate or incomplete information regarding fixed annuity products. The customer claimed the features of the annuity were misrepresented, possibly leading to an unsuitable investment decision.
Resolution: PFS Investments Inc. resolved the dispute to address the customer’s concerns without further escalation. Gupta did not contribute financially to the settlement and was not found directly liable.

Maneesh Gupta Red Flags & Your Rights As An Investor

Of course, Maneesh Gupta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maneesh Gupta at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Maneesh Gupta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At [name of last firm] Due To Maneesh Gupta PFS Investments Inc.

If you have questions about PFS Investments Inc. and/or Maneesh Gupta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.

Maneesh Gupta Formerly With PFS Investments Inc. Reviews