DID LARRY ALAN SCHWARTZMAN CAUSE YOU INVESTMENT LOSSES?

Larry Schwartzman Of Oppenheimer & Co. Inc. and Formerly with Wells Fargo Clearing Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct

Larry Schwartzman Customer Complaint

Larry Schwartzman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty, churning and excessive trading, unauthorized trading, and violation of FINRA rules and regulations. The FINRA arbitration proceeding filed against Oppenheimer & Co. for Larry Schwartzman’s alleged misconduct is still pending.

Larry Schwartzman Red Flags & Your Rights As An Investor

Of course, Larry Schwartzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Schwartzman at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Schwartzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Larry Schwartzman

If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Larry Schwartzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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