Our firm is investigating Key Investment Services LLC financial advisor and registered representative Edward Turrisi (CRD# 6896726) of South Portland, Maine for potential investment-related misconduct (BrokerCheck report).
Financial Advisor’s Career History
Based on his FINRA BrokerCheck report, Edward J. Turrisi has been registered with Key Investment Services LLC since November 2023 and lists a branch office location in South Portland, Maine.
His reported registration and employment history includes (among other roles): Key Investment Services LLC (11/2023–Present); First Citizens Investor Services, Inc. (09/2019–11/2023); Wells Fargo-affiliated roles (2017–2019); Edward Jones (06/2018–08/2018); and The Washington Trust Company (05/2011–12/2017).
Edward J. Turrisi Fraud Allegations and Investor Complaints Explained
FINRA BrokerCheck reflects one disclosed customer dispute reported as pending.
Pending Customer Dispute Filed October 2025 (Equity Indexed Annuity)
A client complaint received October 14, 2025 alleges the customer did not sign all documents that initiated the brokerage account opening and a subsequent equity indexed annuity purchase.
The report lists alleged damages of $74,331.82, notes a prior alleged damages figure of $14,038.60, and indicates the matter is pending in Wake County with docket/case number 25CV036538-910 and filing date 10/14/2025.
The employing firm identified for the period at issue is First Citizens Investor Services, Inc., and the firm’s narrative states that an internal review of signatures and documentation found no inconsistencies and did not uncover merit to the claim (with subsequent correspondence not adding new allegations).
Disclosures at a glance (as reflected on BrokerCheck):
- Customer Dispute (Pending): Client alleged they did not sign account-opening documents and a subsequent equity indexed annuity purchase was initiated; alleged damages $74,331.82; complaint received 10/14/2025; Wake County, Case # 25CV036538-910; status: pending.
Robert Wayne Pearce Is Committed to Recovering Your Investment Losses
FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) is often implicated when a complaint alleges misconduct tied to account-opening documents and transaction authorization, because the rule broadly requires registered persons to observe high standards of commercial honor; allegations of unauthorized paperwork or disputed signatures may be analyzed under this standard when assessing whether conduct was inconsistent with just and equitable principles of trade.
FINRA Rule 4511 (Books and Records) is relevant when disputes involve account-opening documents and transactional records, because member firms must make and preserve required records; in practice, investor claims frequently turn on whether forms were properly completed, maintained, and capable of substantiating authorization for the account opening and the equity indexed annuity purchase at issue.
FINRA Rule 3110 (Supervision) can be central where allegations involve how an account was opened and a product was implemented, because brokerage firms must establish and maintain supervisory systems reasonably designed to achieve compliance; when authorization, documentation, or sales-practice controls are questioned, investors often examine whether the firm’s supervisory procedures and review processes were adequate for the activity described in the complaint.
The Law Offices of Robert Wayne Pearce, P.A. is a nationally recognized securities law firm representing investors in FINRA arbitration and securities fraud cases on a contingency fee basis. Robert Wayne Pearce, the founding attorney, has more than 45 years of experience recovering millions for victims of broker misconduct and investment fraud. He previously defended major brokerage firms and now uses that insight to protect investors nationwide. To discuss your case directly with Mr. Pearce, call (800) 732-2889 or email pearce@rwpearce.com for a free consultation.