DID KEVIN PATRICK BRENNAN CAUSE YOU INVESTMENT LOSSES?

Kevin Brennan Formerly With Andrew Garrett Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Kevin Brennan Customer Complaints

Kevin Brennan has been the subject of 8 customer complaints that we know about. One arbitration award was entered against Benson York Group for $320,000 due to Kevin Brennan’s alleged misconduct causing investors losses. Five of Kevin Brennan’s 6 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against New Castle Financial Group for investment losses caused by Kevin Brennan’s alleged misconduct which was denied and no further action was taken. The other customer complaint is still pending in a FINRA arbitration proceeding against Andrew Garrett’s brokerage firm.

Allegations Against Kevin Brennan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Alleged churning, excessive commissions, unsuitable investments failure to supervise.
• Churning allegedly by Kevin Brennan.
• Unauthorized trades, trading on margin without authorization, excessive commissions.
• Unauthorized trading, misrepresentation.
• Alleged unauthorized trading, securities fraud, negligence, breach of fiduciary responsibility and common law fraud.
• Alleged unsuitable investments, unauthorized trading, failure to supervise.

Kevin Brennan Red Flags & Your Rights As An Investor

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