DID JUAN L ELWAW CAUSE YOU INVESTMENT LOSSES?

Juan Elwaw Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Juan Elwaw Customer Complaints

Terri Fassi has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Centaurus Financial, and the investor took no further action. There is currently one recently filed FINRA arbitration proceeding against Centaurus Financial for Terri Lynn Fassi’s alleged misconduct that is still pending.

Allegations Against Terri Fassi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to follow mother’s instructions regarding transfer of funds resulting in tax liability.
• Claim for breach of fiduciary duty by estate of a deceased client.

Juan Elwaw Red Flags & Your Rights As An Investor

Of course, Juan Elwaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Elwaw at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Juan Elwaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Juan Elwaw

If you have questions about Morgan Stanley and/or Juan Elwaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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