DID JOSEPH C PULLANO CAUSE YOU INVESTMENT LOSSES?
Joseph Pullano Of Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Joseph Pullano Customer Complaints
Joseph Pullano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints are currently pending in FINRA arbitration proceedings filed against Joseph Gunnar & Co. for Joseph Pullano’s alleged misconduct.
Allegations Against Joseph Pullano
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investments involving corporate debt and over-the-counter equities.
- Client alleged that adviser noted investment objectives and experience incorrectly.
- Broker made recommendations that were inconsistent with client’s objectives and goals.