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DID JOHN MARTIN BUSSA CAUSE YOU INVESTMENT LOSSES?

John Bussa Of Lincoln Financial Advisors Corporation Has 6 Customer Complaints For Alleged Broker Misconduct

John Bussa Customer Complaints

John Bussa has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Lincoln Financial Advisors Corporation in favor of the investors. Two more customer complaints were denied by the same brokerage firm and the investors took no further action. There are currently 2 pending FINRA arbitration proceedings filed against Lincoln Financial Advisors Corporation for John Bussa’s alleged misconduct.

Allegations Against John Bussa

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Recommendation of unsuitable oil and gas investment.
  • Negligence in connection with advisor’s duty to monitor and manage the investments in a trust account.
  • Breach of fiduciary duty, failure to monitor investments, failure to diversify investments, and negligence related thereto.
  • Misrepresentation regarding death benefit rider of variable annuity contract.

John Bussa Red Flags & Your Rights As An Investor

Of course, John Bussa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Bussa at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether John Bussa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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