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DID JAMES CABOURNE BLASZYK CAUSE YOU INVESTMENT LOSSES?

James Blaszyk Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

James Blaszyk Customer Complaints

James Blaszyk has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors for James Blaszyk’s alleged misconduct in favor of the investor. The other customer complaint was recently filed against Wells Fargo Clearing Services for the advisor’s alleged misconduct and is still pending.

Allegations Against James Blaszyk

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Misrepresentation of investments is having a guaranteed fixed rate of return.
  • Failure to diversify customer’s account.
  • Failure to disclose excessive sales charges.

James Blaszyk Red Flags & Your Rights As An Investor

Of course, James Blaszyk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Blaszyk at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Blaszyk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To James Blaszyk

If you have questions about Wells Fargo Clearing Services, LLC and/or James Blaszyk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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