DID Henry Austin Swan CAUSE YOU INVESTMENT LOSSES?

Henry Swan of Equitable Advisors, LLC Has 1 Customer Complaint for Alleged Broker Misconduct

About Henry Austin Swan Jr. of Equitable Advisors, LLC?

Henry Austin Swan Jr. (CRD #854255), located in Oak Brook, Illinois, is a subject of one of our ongoing investigations into alleged broker misconduct. He is currently registered with Equitable Advisors, LLC, where he has been employed since November 24, 1999. Within the last six years, he has only been affiliated with Equitable Advisors, LLC.

Henry Austin Swan Jr. Customer Complaints and Reviews

Mr. Swan has been the subject of 1 customer complaint that remains pending in federal court. The allegations include misrepresentation and failure to disclose fees related to insurance and deferred compensation products.

Allegations Against Henry Austin Swan Jr.

• A customer dispute filed on January 28, 2025, alleges that Henry Swan made misrepresentations and failed to disclose applicable fees regarding a deferred-compensation plan and variable life insurance policies.
• The complaint involves insurance products, and although the initial damages reported were $0, the claimant is seeking more than $5,000.
• The case is being litigated in the United States District Court for the Northern District of Illinois, Eastern Division under case number 1:23-cv-15748.

Henry Austin Swan Jr. Red Flags & Your Rights As An Investor

Of course, Henry Austin Swan Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Austin Swan Jr. at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Austin Swan Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The presence of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses at Equitable Advisors, LLC Due to Henry Austin Swan Jr.

If you have questions about Equitable Advisors, LLC and/or Henry Austin Swan Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889

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