DID GREGORY M. CASH CAUSE YOU INVESTMENT LOSSES?
Gregory M. Cash of UBS Financial Services Has 1 Pending Customer Complaint For Alleged Broker Misconduct
About Gregory M. Cash of UBS Financial Services?
Gregory M. Cash (CRD #2698196), based in Charlotte, North Carolina, is currently a registered broker and investment adviser with UBS Financial Services Inc., where he has worked since January 17, 2020. He holds active registrations in all 53 U.S. states and territories, and is registered with 10 self-regulatory organizations, including FINRA and the NYSE.
Gregory M. Cash Customer Complaints and Reviews
Mr. Cash has been the subject of 1 pending customer complaint, currently under FINRA arbitration.
Pending Complaint:
- Firm Involved: UBS Financial Services Inc.
- Timeframe of Alleged Misconduct: 2021–2023
- Allegations: Customers allege they were victims of financial exploitation that led to wrongful withdrawal of funds, which were ultimately transferred to scammers. The claimants assert UBS failed to detect red flags and did not prevent the fraudulent transfers.
- Product Type: Not applicable
- Alleged Damages: $1,194,869
- Arbitration Forum: FINRA
- Case Number: 25-00650
- Filing Date: April 2, 2025
- Status: Pending
Gregory Cash Red Flags & Your Rights As An Investor
While Gregory Cash denies any involvement, allegations of financial exploitation and failure to prevent fraudulent withdrawals are serious. Investors working with third-party advisers still deserve full protection under FINRA rules, including proper supervision and intervention when red flags arise.
File A Claim To Recover Your Investment Losses at UBS Due to Gregory M. Cash
If you suspect mishandling of your account, or if you’ve experienced similar unauthorized transfers while advised by Gregory M. Cash or his affiliated firms, contact Attorney Pearce for a free consultation at 1-800-732-2889 or by email.
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