DID DAVID NORMAN DUNN CAUSE YOU INVESTMENT LOSSES?

David Dunn of Raymond James & Associates, Inc. [formerly with Oppenheimer & Co. Inc., and Wachovia Securities, LLC Has 1 Customer Complaint For Alleged Broker Misconduct

About David Norman Dunn of Raymond James & Associates, Inc.?

David Norman Dunn (CRD #2819556), based in Walnut Creek, California, is currently under investigation related to alleged broker misconduct. He has been registered with Raymond James & Associates, Inc. since January 10, 2023.

David Norman Dunn Customer Complaints and Reviews

Mr. Dunn has been the subject of 1 pending customer dispute reported by both his former firm and himself. The allegations involve serious accusations of financial elder abuse, unauthorized and unsuitable stock sales, and failure to supervise. The alleged misconduct took place between 2016 and 2021 while Dunn was employed by Oppenheimer & Co. Inc.

Allegations Against David Norman Dunn

• A customer dispute was filed on January 15, 2025, alleging:
• The product involved: Equity Listed (Common & Preferred Stock)
• The total damages sought: $8,800,000
• The complaint is currently pending and has not yet resulted in a settlement or award.
• The matter has not yet proceeded to arbitration or civil litigation.

David Norman Dunn Red Flags & Your Rights As An Investor

Of course, David Norman Dunn has not admitted to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Norman Dunn at Raymond James & Associates, Inc. and Oppenheimer & Co. Inc. on alert. Investors are encouraged to review carefully the activity and performance of their accounts and question whether David Norman Dunn has engaged in any stockbroker misconduct that may have caused them financial harm. The presence of serious allegations and the large dollar amount involved may also raise concerns about the brokerage firm’s supervisory practices during his employment.

File A Claim To Recover Your Investment Losses at Raymond James & Associates, Inc. Due to David Norman Dunn

If you have questions about Raymond James & Associates, Inc., Oppenheimer & Co. Inc., and/or David Norman Dunn and the management or performance of your investments, please contact Attorney Pearce for a free initial consultation via email or Toll-Free at 1-800-732-2889.

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