DID DAVID ALLEN CASPARIAN CAUSE YOU INVESTMENT LOSSES?

David Casparian Of LPL Financial LLC And Formerly With Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct

David Casparian Customer Complaints

David Casparian has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied and, to date, no further action has been taken.

Allegations Against David Casparian

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unauthorized trading.
• Failure to inform client that there would be capital gains upon liquidation of the investment.

David Casparian Red Flags & Your Rights As An Investor

Of course, David Casparian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are

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