DID DAVID EDWIN ALVARADO CAUSE YOU INVESTMENT LOSSES?

David Alvarado Of PHX Financial, Inc., And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct

Who is David Alvarado of PHX Financial, Inc.?

David Alvarado (CRD #6546895)

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David Alvarado Customer Complaints

David Alvarado has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are currently pending.

Allegations Against David Alvarado

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitability, excessive trading/commissions, unauthorized trading, and negligence.
• Churning, excessive commissions, unauthorized trading, unsuitability, negligence, breach of contract, and fraud.

David Alvarado Red Flags & Your Rights As An Investor

Of course, David Alvarado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Alvarado at PHX Financial, Inc., SW Financial, Worden Capital Management LLC, and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether David Alvarado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions a