DID CURTIS BRIAN WILSON CAUSE YOU INVESTMENT LOSSES?

Curtis Wilson Of Securities America, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Curtis Wilson Customer Complaints

Curtis Wilson has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Beam Asset Management in favor of the investor. Another customer complaint was denied by Merrill Lynch, Pierce, Fenner & Smith and the investor took no further action. There is currently one customer complaint that was recently filed against CreativeOne Wealth for Curtis Wilson’s alleged misconduct and still pending.

Allegations Against Curtis Wilson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Representative’s option-based trading strategy was not suitable for customer.
• Risks associated with option trading were not adequately disclosed.
• Unauthorized transactions.
• Failure to execute trades in a timely manner.

Curtis Wilson Red Flags & Your Rights As An Investor

Of course, Curtis Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Wilson at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Curtis Wilson

If you have questions about Securities America, Inc. and/or Curtis Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Rate this Post

Loading...