DID COLIN CHRISTY KELTY CAUSE YOU INVESTMENT LOSSES?

Colin Kelty Of Cetera Investment Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Colin Kelty of Cetera Investment Services LLC?

Colin Kelty (CRD #5859007)

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Colin Kelty Customer Complaints

Colin Kelty has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Cetera Investment Services for Colin Kelty’s alleged misconduct.

Allegations Against Colin Kelty

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to liquidate certain securities upon transfer.
• Unsuitable investment recommendations involving structured products.
• Misrepresentation of a brokered certificate of deposit.
• Unsuitable recommendation of a variable annuity contract.

Colin Kelty Red Flags & Your Rights As An Investor

Of course, Colin Kelty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Kelty at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Colin Kelty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer comp