DID ATUL MAKHARIA CAUSE YOU INVESTMENT LOSSES?

Atul Makharia Of Centaurus Financial, Inc. Has 12 Customer Complaints For Alleged Broker Misconduct

Who is Atul Makharia of Centaurus Financial, Inc.?

Atul Makharia (CRD #5070762)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Atul Makharia Customer Complaints

Atul Makharia has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Eight of the customer complaints are settled by financial advisors’ employers in favor of the investors. Only one customer dispute was denied by J.P. Turner and the investor took no further action. There are currently 3 FINRA arbitration proceedings that were recently filed and still pending against Centaurus Financial for Atul Makharia’s alleged misconduct.

Allegations Against Atul Makharia

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

• Misrepresentation of unsuitable, high-risk, speculative, and illiquid investments involving real estate securities and corporate debt.
• Unsuitable recommendation of speculative, high-risk, and illiquid corporate debt investment.
• Breach of fiduciary duty in connection with corporate debt and real estate security investments.
• Unsuitable corporate debt investments.
• Misrepresentations, unsuitable investment recommendations and breaches of fiduciary duty in connection with corporate debt transactions.
• Overconcentration of customer’s investments and unsuitable, complex, high-risk, speculative, and illiquid investments.
• Recommendation of unsuitable investments that were in breach of advisor’s fiduciary duty.
• Overconcentration of customer’s account and unsuitable investments.

Atul Makharia Red Flags & Your Rights As An Investor

Of course, Atul Makharia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Atul Makharia at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Atul Makharia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Atul Makharia

If you have questions about Centaurus Financial, Inc. and/or Atul Makharia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-(833) 300-6983.