Jun 6, 2025 | By Robert Pearce | Read Time: 2 minutes | Category Name |

DID ANTHONY J. DIVALERIO JR. CAUSE YOU INVESTMENT LOSSES?

About Anthony J. DiValerio Jr. of Morgan Stanley

Anthony J. DiValerio Jr. (CRD #1769652) is a West Conshohocken, Pennsylvania–based financial advisor. He has been registered as a General Securities Representative with Morgan Stanley since June 1 2009, and as an Investment Adviser Representative since February 2 2011. DiValerio entered the securities industry in 1987, formerly working at UBS Financial Services, Donaldson Lufkin & Jenrette, Bear Stearns, and PaineWebber.

Anthony J. DiValerio Jr. Customer Complaints and Reviews

There is one pending customer dispute disclosed on his BrokerCheck report.

• Customer Dispute
• Date Filed: July 17 2024 (FINRA Arbitration #24-00028)
• Details: The claimant alleges that DiValerio provided incorrect advice regarding the sale of Vertex Pharmaceuticals stock pursuant to SEC Rule 144, resulting in substantial losses.
• Product: Equity – Listed Common Stock (Rule 144 sale)
• Alleged Damages: $35,000,000
• Status: Complaint is pending in FINRA arbitration.

Allegations Against Anthony J. DiValerio Jr.

The pending arbitration contends that DiValerio:

Gave misleading or incorrect guidance on the timing and mechanics of a Rule 144 sale of restricted stock.
Failed to act in the customer’s best interests and breached his fiduciary duty.
Caused significant financial harm through negligence and unsuitable advice on a concentrated equity position.

Anthony J. DiValerio Jr. Red Flags & Your Rights as an Investor

A $35 million pending claim is a serious red-flag indicator. FINRA-registered professionals must provide accurate advice, recommend only suitable strategies, and fully disclose all risks. Current or former clients who relied on DiValerio’s guidance for restricted-stock sales—or any other complex transactions—should review their account records and trade confirmations for potential misconduct. Investors may pursue compensation through FINRA arbitration, a forum typically faster and less costly than court.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File a Claim to Recover Your Investment Losses at Morgan Stanley Due to Anthony J. DiValerio Jr.

If you have concerns about to Anthony J. DiValerio Jr.’s recommendations or the management of your accounts, contact Attorney Pearce for a free initial consultation via email or Toll-Free 1-800-732-2889. Act promptly—strict time limits apply to securities-arbitration claims

Anthony J. DiValerio Jr. of Morgan Stanley Reviews