DID HOWARD KAVINSKY CAUSE YOU INVESTMENT LOSSES?
About Howard Kavinsky
Howard Dennis Kavinsky (CRD #5881623) is a former broker previously registered with multiple firms, including B. Riley Wealth Management, National Securities Corporation, and Morgan Stanley. He is currently unregistered and no longer licensed to operate as a securities broker.
Kavinsky has passed five industry exams and previously held licenses in multiple states. His record contains multiple serious disclosures, including regulatory actions and financial issues.
Howard Kavinsky Customer Complaints and Reviews
Howard Kavinsky has a troubling record of six total disclosures, including:
- Regulatory Sanction: A 2024 FINRA action found that Kavinsky falsified 190+ account statements for at least eight clients, overstated balances, and provided false testimony.
- Customer Dispute: One formal dispute alleging misrepresentation and account inaccuracies.
- Other Disclosures: 1 termination, 3 financial-related disclosures, and 1 judgment/lien.
Allegations Against Howard Kavinsky
The FINRA complaint describes how Kavinsky:
- Created falsified documents reflecting fictitious hedge fund investments
- Misled both clients and regulators regarding the nature of those investments
- Testified falsely during regulatory proceedings
These actions constitute serious misconduct that can have long-term consequences for affected investors.
Howard Kavinsky Red Flags & Your Rights As An Investor
These disclosures are significant. Investors who worked with Kavinsky—particularly seniors or those with complex portfolios—should immediately review their account documentation for signs of fraud or misrepresentation.
File A Claim To Recover Your Investment Losses Due to Howard Kavinsky
If you invested with Howard Kavinsky and suspect wrongdoing, contact Attorney Pearce at 1-800-732-2889 for a no-cost case evaluation.
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