DID ANDREA RUTH KLIPFEL CAUSE YOU INVESTMENT LOSSES?

Andrea Klipfel Of Grove Point Investments, LLC And Formerly With Independent Financial Group, LLC and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Andrea Klipfel of Grove Point Investments, LLC?

Andrea Klipfel (CRD #4618630)

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Andrea Klipfel Customer Complaints

Andrea Klipfel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor the investor. The other customer complaint filed in a FINRA arbitration proceeding against Independent Financial Group for Andrea Klipfel’s alleged misconduct is still pending.

Allegations Against Andrea Klipfel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Representative violated Regulation Best Interest when she liquidated a conservative, low risk portfolio to purchase highly speculative, risky mutual funds with high front-end sales charges.
• Recommendation to purchase Franklin Gold and Precious Metals Funds was unsuitable.

Andrea Klipfel Red Flags & Your Rights As An Investor

Of course, Andrea Klipfel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Klipfel at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Klipfel has engaged in any stockbroker misconduct that may have caused them investment losses.