Our firm is investigating Ameriprise Financial Services, LLC financial advisor and registered representative Qiong Z. Jackson (CRD# 6444001) of Rancho Cucamonga, California for potential investment-related misconduct.
Financial Advisor’s Career History
Based on FINRA BrokerCheck, Qiong Z. Jackson has been registered with Ameriprise Financial Services, LLC (CRD# 6363) since December 6, 2024, with branch office locations including Rancho Cucamonga, CA.
Before joining Ameriprise, Jackson was registered with Edward Jones (CRD# 250) from April 2015 through December 2024 (broker registration) and July 2015 through December 2024 (investment adviser registration).
Qiong Z. Jackson Fraud Allegations and Investor Complaints Explained
FINRA BrokerCheck reflects one customer dispute disclosure, reported as pending.
Pending FINRA Arbitration Alleging Failure to Protect Customers From Scam
According to the disclosure, the claimants allege that the advisor failed to protect them from a scam that liquidated their accounts, with alleged damages of $2,000,000.00. The matter is identified as a FINRA arbitration in Los Angeles, California, Case No. 25-01321, with a filing date of November 13, 2025; the complaint is listed as pending.
Disclosure summary (as reflected in BrokerCheck):
- Action/Event Type: Customer Dispute (Arbitration)
Status/Disposition: Pending
Allegations: Claimants allege advisor failed to protect them from a scam that liquidated their accounts
Product Type: No Product
Alleged Damages: $2,000,000.00
Forum/Location: FINRA – Los Angeles, CA
Case No.: 25-01321
Filing/Received Date: 11/13/2025
To obtain a copy of Qiong Z. Jackson’s FINRA BrokerCheck report, visit this link.
Robert Wayne Pearce Is Committed to Recovering Your Investment Losses
FINRA Rule 3110 (Supervision) is commonly implicated when claimants allege that a firm or advisor failed to identify and respond to red flags associated with suspicious activity. In a dispute alleging a failure to protect customers from a scam that resulted in account liquidation, the supervision analysis often focuses on whether the firm maintained and enforced reasonable supervisory procedures to detect unusual transactions, verify instructions, and escalate concerns before losses occurred. FINRA Rule 3110
FINRA Rule 2090 (Know Your Customer) can be relevant where the dispute involves account activity that appears inconsistent with a customer’s known profile or typical behavior. Where customers allege their accounts were liquidated due to a scam, a key question can be whether reasonable diligence and customer knowledge would have helped identify suspicious, atypical, or high-risk instructions requiring additional verification and safeguards. FINRA Rule 2090
FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) is a broad conduct rule frequently cited in sales-practice and fairness disputes. In the context of alleged scam-related account liquidations, the Rule 2010 inquiry often overlaps with whether the advisor and firm acted with appropriate professional care, fairness, and integrity in responding to suspicious events, communications, or transaction requests connected to the alleged losses. FINRA Rule 2010
Losing your savings to a dishonest broker or advisor can be devastating, but you do not have to face it alone. Robert Wayne Pearce and his team have spent over four decades helping investors who were misled or defrauded by Wall Street firms. The Law Offices of Robert Wayne Pearce, P.A. takes cases nationwide on a contingency fee basis. You pay nothing unless we recover your losses. Call (800) 732-2889 or email pearce@rwpearce.com today for a free and confidential consultation.