DID ALLEN RAY SOULEK CAUSE YOU INVESTMENT LOSSES?

Allen Soulek Of Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct

Allen Soulek Customer Complaint

Allen Soulek has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where registered representative did not transfer the full amount of shares into her deceased mother’s new account as requested due to a stock split, which resulted in an estate battle an additional probate expense. Kovack Securities settled the customer complaint in favor of the investor.

Allen Soulek Red Flags & Your Rights As An Investor

Of course, Allen Soulek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Soulek at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Allen Soulek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Allen Soulek

If you have questions about Kovack Securities Inc. and/or Allen Soulek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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