DID ALFRED SIETZE VANDERLAAN CAUSE YOU INVESTMENT LOSSES?

Alfred Vanderlaan Formerly With Westpark Capital, Inc. And Sandlapper Securities, LLC Has 12 Customer Complaints For Alleged Broker Misconduct

Who is Alfred Vanderlaan formerly with Westpark Capital, Inc.?

Alfred Vanderlaan (CRD #1172406)

Investment Losses? Let’s talk.

or, give us a ring at (833) 300-6983.

Alfred Vanderlaan Customer Complaints

Alfred Vanderlaan has been the subject of 12 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Capwest Securities in favor the investors. Six of the customer complaints were denied by Alfred Vanderlaan’s former employer and the investors took no further action. There are currently 4 FINRA arbitration proceedings recently filed against Westpark Capital for Alfred Vanderlaan’s alleged misconduct in connection with the offer and sale of GWG L-bonds that are still pending.

Allegations Against Alfred Vanderlaan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Negligence, misrepresentation and omissions of material fact, breach of fiduciary duty.
• Violation of Regulation Best Interest.
• Unsuitable investment recommendations related to GWG L-bonds.
• Unsuitability and misrepresentation of the risks.
• Unsuitable investment recommendations related to private placements.
• Unsuitable investment recommendations of REITs.
• Violation of federal and state securities laws related to oil and gas in real estate investments.

Alfred Vanderlaan Red Flags & Your Rights As An Investor

Of course, Alfred Vanderlaan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Vanderlaan at Westpark Capital, Inc. and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Vanderlaan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at (833) 300-6983. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at (833) 300-6983.

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