DID ALEXIS J CRESPO PEREZ CAUSE YOU INVESTMENT LOSSES?

Alexis Crespo Perez Of Oriental Financial Services LLC Has 18 Customer Complaints For Alleged Broker Misconduct

Alexis Crespo Perez Customer Complaints

Alexis Crespo Perez has been the subject of 18 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award in favor of the investor. Another 15 customer complaints were settled by Oriental Financial Services in favor of the investors. Only one customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that is still pending against Oriental Financial Services for the advisor’s alleged misconduct.

Allegations Against Alexis Crespo Perez

The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally the same and related to the misrepresentation, misleading statements, unsuitable recommendations, overconcentration of investments in Puerto Rico Bonds in Puerto Rico closed-end bond funds.

Alexis Crespo Perez Red Flags & Your Rights As An Investor

Of course, Alexis Crespo Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Crespo Perez at Oriental Financial Services LLCon alert to review carefully the activity and performance of their accounts and question whether Alexis Crespo Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oriental Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Oriental Financial Services LLC Due To Alexis Crespo Perez

If you have questions about Oriental Financial Services LLC and/or Alexis Crespo Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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