Did Kenneth J. Shapiro Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Kenneth J. Shapiro probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Shapiro’s UBS-YES investment recommendations. This is in addition to two prior claims related to Auction Rate securities investments, one of which was settled for over $10 million and the other denied.

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Did Mark Allen Zeller Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Mark Allen Zeller probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website two (2) investors have filed arbitration claims against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Zeller’s UBS-YES investment recommendations.  These claims were in addition to a prior claim for alleged sales practice violations related to a Lehman Brothers structured.

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Did Keith Ashley Mericka Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Keith Ashley Mericka probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Mericka’s UBS-YES investment recommendations.

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Did John Sebastian Derosa Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, John Sebastian Derosa probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Derosa’s UBS-YES investment recommendations.

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Did Joseph John Romanchik Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Joseph John Romanchik probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Romanchik’s UBS-YES investment recommendations.

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Did Joel T. Hollis Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Joel T. Hollis probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Hollis’  UBS-YES investment recommendations.

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Did John Matthew Loughran Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, John Matthew Loughran probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Loughran’s UBS-YES investment recommendations.  This is in addition to one prior claim for sales practice violation that was settled.

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Did Jeremy T. Shull Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Jeremy T. Shull probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Shull’s UBS-YES investment recommendations.

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Did James Andrew Coan Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, James Andrew Coan probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Coan’s UBS-YES investment recommendations.

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Did Jeffrey Neil Klotz Sell You On The UBS Yield Enhanced Strategy?

How Do You Recover Your “UBS-YES” Investment Losses? If you are reading this Blog, Jeffrey Neil Klotz probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. Despite your UBS Financial Services, Inc. (“UBS”) stockbroker’s representations about the UBS-YES managers ability to “manage risk” and “minimize losses” through its “iron condor” option strategy you probably realized substantial losses. You are not alone because that is just what many other UBS-YES investors have told us about the pitch made to them to invest in the UBS-YES program and their recent experience. In fact, according to FINRA’s BrokerCheck website one investor has filed an arbitration claim against UBS for its own misrepresentations about and/or mismanagement of the program and/or Mr. Klotz’s UBS-YES investment recommendations.  This is in addition to four other red flags on Mr. Klotz’s BrokerCheck Report, including one arbitration entered in favor of a customer and two other claims when he was employed at Morgan Stanley that were settled.

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