Recover Your UBS ETRAC Investment Losses!

The Law Offices of Robert Wayne Pearce, P.A. is currently investigating and representing investors against UBS Financial Services, Inc. and other FINRA-registered brokerage firms and financial advisors who offered and sold UBS ETRAC Exchange Traded Notes (ETNs). If you were unaware of the risks of these investments when you bought them, you certainly know now, unfortunately, because you have probably lost most if not all of the money you invested. The fact is your stockbroker or financial advisor had a duty to explain the nature, mechanics, and all of the risks associated with UBS ETRAC Exchange Traded Notes before you were sold the investment.  Further, your stockbroker had a duty to make sure the investments were suitable before they were recommended in light of your risk tolerance, financial objectives, and financial condition. Unfortunately, many stockbrokers and financial advisors who didn’t understand the nature or risks involved sold these investments to investors with conservative and moderate risk tolerance who were simply seeking to enhance their income for retirement. These ETNs were unsuitable investments for investors with that kind of profile. The UBS ETRAC Exchange Traded Notes, particularly the ETNs with a 2X in the name were leveraged 2:1, were very high-risk, speculative investments.

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Did Daryl Serizawa of Woodbury Financial Services Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Daryl Serizawa is currently employed by Woodbury Financial Services in Irvine, California. During the period 2012 through 2017 he was registered with Independent Financial Group in the same city. During Mr. Serizawa’s securities industry career as a salesperson he has been the subject of three customer complaints. One of those arbitrations was settled, one was denied and the third involving Mr. Serizawa and Woodbury Financial Services is still pending. We believe the pending complaint relates to Mr. Serizawa’s private offer and sale of GPB Capital Holdings sponsored limited partnership interests. We are attorneys offering to help GPB investors who made private placement investments in the following limited partnerships offered and sold by Mr. Serizawa during his employment with Woodbury Financial Services and the Independent Financial Group; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Sean Kelly formerly employed by Center Street and Capital Financial Sell You Any GPB Fund Investments?

Let Us Help You Recover Your GPB Investment Losses Sean Joseph Kelly was formerly employed by Center Street Securities, Inc, and before that at Capital Financial Services, Inc. and other brokerages. During Mr. Kelly’s securities industry career as a salesperson he  has been criminally convicted and imprisoned for securities fraud, permanently enjoined and barred by the SEC from the securities industry, and the subject of six customer complaints. We believe two of these complaints relate to Mr. Kelly’s private offer and sale of GPB Capital Holdings sponsored limited partnership interests. We are attorneys offering to help GPB investors who made private placement investments in the following limited partnerships offered and sold by Mr. Kelly during his employment with Center Street Securities and Capital Financial Services; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Mark Lee Robare employed by Triad Advisors LLC Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Mark Lee Robare is currently employed by Triad Advisors LLC in Houston, Texas.  During Mr. Robare’s securities industry career as a salesperson he has been the subject of one (1) customer complaint.  We believe the complaint relates to a private offer and sale of GPB Capital Holdings sponsored limited partnership interests which is pending. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by Mark Lee Robare during his employment with Triad Advisors LLC; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Jingbo Pan formerly employed by Coastal Equities, Inc. Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Jingbo Pan is currently not registered as a stockbroker.  During the period November 2018 through May 2019 he was registered with Axiom Capital Management, Inc. and prior thereto from April 2014 through August 2018 he was registered with International Assets Advisory, LLC.   During Mr. Pan’s securities industry career as a salesperson  he has been the subject of three (3) customer complaints.  We believe one of the complaints while he was employed by International Assets Advisory, LLC relates to  private offer and sale of GPB Capital Holdings sponsored limited partnership interests which is pending. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by Jingbo Pan during his employment with International Assets Advisory, LLC ; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Christopher Michael Ortiz employed by National Securities Corporation Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Christopher Michael Ortiz is currently employed by National Securities Corporation in New York, New York.  During Mr. Ortiz’s securities industry career as a salesperson he has been the subject of one (1) customer complaint.  We believe the complaint relates to private offer and sale of GPB Capital Holdings sponsored limited partnership interests which is pending. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by Christopher Michael Ortiz during his employment with National Securities Corporation; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Darren Wayne Oglesby employed by Money Concepts Capital Corp. Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Darren Wayne Oglesby is currently employed by Money Concepts Capital Corp. in Monroe, Louisiana.  During Mr. Oglesby’s securities industry career as a salesperson he has been the subject of three (3) customer complaints.   We believe one of the complaints relates to a private offer and sale of GPB Capital Holdings sponsored limited partnership interests which is pending. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by Darren Wayne Oglesby during his employment with Money Concepts Capital Corp.; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Frank Mastrosimone formerly employed by Royal Alliance Associates, Inc. Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Frank Mastrosimone is currently employed by Pruco Securities, LLC.  During the period January 2004 through January 2020 he was registered with Royal Alliance Associates, Inc. in West Orange, New Jersey.  During Mr. Mastrosimone’s securities industry career as a salesperson he has been the subject of four (4) customer complaints.  We believe one of the complaints while he was employed by Royal Alliance Associates, Inc.  relates to a private offer and sale of GPB Capital Holdings sponsored limited partnership interests which is pending. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by Frank Mastrosimone during his employment with Royal Alliance Associates, Inc.; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did Luke M. Johnson formerly employed by Coastal Investment Advisors, LLC Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! Luke M. Johnson was formerly employed by Coastal Investment Advisors, LLC in Scottsdale, Arizona.  During Mr. Johnson’s securities industry career as a salesperson he has been the subject of fifteen (15) customer complaints.  We believe at least ten of the complaints while he was employed by Coastal Investment Advisors, LLC relate to private offer and sale of GPB Capital Holdings sponsored limited partnership interests which are still pending. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by Luke M. Johnson during his employment with Coastal Investment Advisors, LLC; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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Did John James Hoidas formerly employed by Uhlmann Price Securities, LLC Sell You Any GPB Fund?

Let Us Help You Recover Your GPB Investment Losses! John James Hoidas is currently employed by American Trust Investment Services, Inc. in Chicago, Illinois. During the period September 2013 through February 2020 he was registered with Uhlmann Price Securities, LLC and prior thereto from November 2010 through 2013 he was registered with Spencer Trask Ventures, Inc.   During Mr. Hoidas’ securities industry career as a salesperson he has been the subject of four (4) customer complaints and a Judgment lien filed against him. We believe all of the complaints while he was employed by Uhlmann Price Securities, LLC relates to private offer and sale of GPB Capital Holdings sponsored limited partnership interests. We are attorneys offering to help GPB  investors who made private placement investments in the following limited partnerships offered and sold by John James Hoidas during his employment with Uhlmann Price Securities, LLC; that is, help them to rescind their GPB investment and/or recover their GPB investment losses: GPB Automotive Portfolio, LP GPB Cold Storage LP GPB Holdings, LP GPB Holdings II, LP GPB Holdings III, LP GPB Holdings Qualified, LP GPB NYC Development, LP GPB Waste Management Fund, LP

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